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A fiduciary is a person legally appointed and authorized to care for assets of another person. A fiduciary manages assets for the benefit of another person rather than for his or her own profit.

Alpha Capital Management is an Independent Registered Investment Advisers (RIA) and it is held to a higher standard than stockbrokers when it comes to putting our clients’ interest first. Independent RIAs have a fiduciary responsibility to clients which means we must:

• Act in the best interest of clients at all times
• Disclose conflicts of interest
• Adopt and administer a code of ethics
• Monitor for best execution of trades